Today news
About the same in other media
Wells Fargo, Stifel Financial say regulators are probing use of unapproved message apps
Reading now: 383
fnlondon.comWells Fargo and Stifel Financial said in filings that regulators are investigating their compliance with record-keeping requirements.
Last year, the Securities and Exchange Commission and the Commodity Futures Trading Commission ordered more than a dozen banks and brokerages to collectively pay $1.8bn for record-keeping violations with regard to employees’ usage of unapproved messaging apps for conducting business.
Wells...
Read more on fnlondon.comAbout this in other media
European markets spooked by US bank shares sell-off theguardian.com /1 year ago
Publishers are cynically using ‘sensitivity readers’ to protect their bottom lines theguardian.com /1 year ago
American regulators are pushing hard against crypto: Law Decoded, Feb. 28–March 6 cointelegraph.com /1 year ago
Show more
The website finance-news.co is an aggregator of news from open sources. The source is indicated at the beginning and at the end of the announcement. You can send a complaint on the news if you find it unreliable.
